CLIENTS WE SERVE

Learn about the people we serve and how we work to make a positive and lasting impact on their lives.

What Matters Most

We Begin by identifying those things that matter to you most

We help you and your family clearly define your goals and aspirations for the future and develop an investment plan that is designed to keep your priorities at the center. You’ve worked hard to generate your wealth, and we’ll help you make sure that your wealth is working for you. Our main priority is to help you leave a lasting legacy, whether you want to fund education for your heirs, give to your most beloved charity, or protect your family with estate planning strategies.

Smart Strategies

As a business owner, you’re highly motivated and driven to produce growth in your company, and you know that analyzing and managing the finances of your business are crucial to your success. Our team has worked with business owners throughout Pinellas County and beyond for over 30 years. With our knowledge and your skill, we can create a relationship in which we plan for your long-term financial future, designed around your unique needs. Our services included:

Asset Allocation
Retirement Plan Design
Risk Management
Estate Planning Strategies
Cash Flow Management
Succession Planning
Business sale, as it pertains to your investments

As a corporate executive, your compensation package likely includes a significant portion of stock options, restricted stock, and other equity-based grants. As a result, you may face unique challenges like:

Complying with Internal company trading policies
Avoiding the potential for improper insider trading
Minimizing negative market perceptions
Managing your tax liabilities
Managing a concentrated equity position in company stock
Navigating complex federal securities laws

We are experienced in addressing the concerns facing public company executives, key employees, and other corporate insiders. We’ll work with your tax advisors and legal counsel to help develop, implement, and execute strategies involving company stock while keeping a holistic view of your situation.

We provide opportunities to diversify your portfolio through:

Developing and implementing 10b5-1 trading programs
Creating long-term selling strategies

Wells Fargo Advisors is not a legal or Tax Advisor

Institutional Retirement Plans

Corporate employers have a critical role in influencing the savings and investment decision of their team members through their defined contribution plan. We believe your corporate retirement plan is more than another benefit provided for your employees; for many Americans, it can be one of their most significant financial assets.

Our service offerings for your company include:

Fee and service benchmarking
Plan design
Participant financial wellness planning
Communication/ messaging to participants
Recordkeeper search/retirement plan proposals
Investment search and recommendations